PIR - Center for Policy Studies in Russia P.O. Box 17, Moscow 117454, Russia phone +7-095-335-1955 fax +7-503-234-9558 e-mail: info@pircenter.org Internet: www.pircenter.org Arms Control Letters Arms Control Letters is a monthly newsletter of the PIR-Center for Policy Studies in Russia, sent to the e-mail boxes of the world leading experts in the field of arms control, nonproliferation and international security. To unsubscribe, just send a message to Dmitry Polikanov divalen@glasnet.ru and type "unsubscribe ACL" in the subject line. Letter of April 2000. Issue #3. COMMENTS ON THE BILL ON RATIFICATION OF START II PASSED BY THE STATE DUMA Ivan Safranchuk PIR ARMS CONTROL LETTERS LETTER OF APRIL 2000, ISSUE #3. ©PIR CENTER. April 14, 2000 The bill for the law was worked out by the Committee on International Affairs and the Defense Committee and is a compromise document. The main objective in the course of its elaboration was to highlight all the problems of the treaty, widely illustrated by its critics, but in a way that would not rule out the possibility of ratification. This determined the structure of the bill: a.. ascertaining of ratification (Art. 1); b.. conditions of implementation, i.e. extraordinary events which would give Russia the right to withdraw from the treaty (Art. 2, 3, 4); c.. other conditions of its fulfillment; d.. statement of authority and responsibilities of the President, the Government and the Parliament in the course of carrying out the treaty (Art. 7, 8); e.. conditions for exchange of instruments of ratification (Art. 9). Extraordinary events, giving the Russian Federation the right to withdraw from the treaty, are listed in Article 2 and contain principal critical remarks on the actions of the United States and NATO. These actions, in the view of the opponents of the treaty, may diminish the possibility of its ratification and implementation. They include: a.. breach of the START II Treaty on the part of the United States of America (paragraph 1); b.. the United States of America's withdrawal from the ABM Treaty or its infringement (paragraph 2); agreements on the ABM systems signed in New York in September 1997 are not mentioned but are implied by the phrase about "respective agreements"; c.. deployment by the United States of America or any other state whatsoever of the armaments, preventing normal functioning of the Russian system of early warning of missile attack (paragraph 5); d.. deployment of nuclear weapons on the territory of new NATO member states (paragraph 4); this provision is largely toned down, although its meaning is quite clear: "taking and implementation by the United States of America, or any other state whatsoever, or alliances, and North Atlantic Treaty Organization among them, of decisions in the field of military development, which threaten the national security of the Russian Federation, including deployment of nuclear weapons on the territory of the states having joined NATO after the date of the START II Treaty signature". To avoid giving Article 2 an outright anti-American and anti-NATO character, the authors included words like "any other state whatsoever" and two additional provisions, which state other circumstances enabling Russia to withdraw from the treaty, i.e.: a.. build-up of strategic offensive arms of states that are not parties to the START II Treaty; b.. "extraordinary events of economic or technical origin, which make it impossible for the Russian Federation to fulfil its obligations under the START II Treaty or jeopardize the environmental security of the Russian Federation". According to Article 3, in case of extraordinary events, giving the Russian Federation the right to withdraw from the Treaty, the President should eliminate the aforesaid threats, neutralize their consequences (paragraph 1a) or provide for immediate consultations with the Parliament (paragraph 1b). The Parliament can address the President with a proposal to begin consultations (paragraph 2). Another condition of the START II implementation is the conclusion of START III. The importance of this issue is emphasized through making a separate Article 4 of the bill. Along with general arrangements, like "preservation and further enhancement of strategic stability at the lowest possible levels of strategic offensive arms of the Russian Federation and the United States of America", the Article includes some specific clauses such as to: a.. "exclude the possibility of rapid increase in the number of nuclear warheads attributed to all types of launchers" (paragraph 3); b.. "provide for equal rights and opportunities for the Parties in the process of elimination and disposal of nuclear warheads" (paragraph 4); c.. "provide for accounting of all types and systems of strategic arms" (paragraph 6). If the Parties don't sign START III the President should hold consultations with Parliament. "The President of the Russian Federation shall hold consultations with the Chambers of the Federal Assembly of the Russian Federation and, taking into account the results of these consultations, take decisions relating to the START II Treaty, including the introduction of motions under Section V of the Federal Law "On International Treaties of the Russian Federation"." This section deals with suspension of implementation or withdrawal from international treaties. There were proposals for a stricter wording of the Article that provides for Russian reaction to extraordinary events giving the right to withdraw from the treaty. For instance, in the previous Duma Alexei Mitrofanov (LDPR - the Zhirinovsky Party) insisted on the following version of the aforesaid paragraph, "The Russian Federation shall be free to not observe the provisions of START II if…". At first, he sent this motion to the Committee on International Affairs, which didn't take it into account, and then it was forwarded to Speaker of the Duma Gennady Seleznyov, but was also neglected. Other conditions of implementation are mentioned in Articles 5 and 6. One of them refers to the United States, i.e. the US compliance with the provisions of START I (Art. 5, paragraph 3). Another is connected with START III arrangements, although this is not stated directly: "equal rights and opportunities for the Parties of the START II Treaty in carrying out inspections and other verification procedures; preservation and improvement of the national technical means of verification of the Russian Federation in order to observe the United States of America's fulfillment of the START I and the START II Treaties, and the ABM Treaty" (Art. 5, paragraph 7). Other circumstances relate to the competence of Russian authorities: a.. preservation of the Russian strategic nuclear forces' might (Art. 5, paragraph 1); b.. appropriate financing of the Russian strategic nuclear forces (Art. 5, paragraph 2); c.. reduction of the strategic offensive arms of the Russian Federation, provided for in the START II Treaty, taking into account their period of operation (Art. 5, paragraph 4); d.. maintenance of combat readiness of the Russian strategic nuclear forces, irrespective of any development of strategic situation (Art. 5, paragraph 5); e.. providing for safe use, storage, elimination and disposal of strategic offensive arms (Art. 5, paragraph 6). Article 6 requires that the President should approve the Federal Program of Development of the Strategic Nuclear Forces of the Russian Federation and present it to the Chambers of the Federal Assembly no later than two months after entry into force of the ratification law. At the same time, no later than three months after entry into force of this law, the Government should work out and submit to the President the Special Federal Program of Elimination and Disposal of Weapons and Materiel of Strategic Nuclear Forces "providing for the use of reduced components and infrastructure in the interests of national economic development". The rights and duties of the President, the Government and the Parliament in the course of implementation of the treaty are stated in Articles 7 and 8. They reflect established practice and in a way repeat the provisions of other laws regulating the activities of the above-mentioned bodies and Russian foreign policy in general. According to paragraph 2 of Article 7, the Russian Government is in charge of carrying out routine work of START II implementation. However, it's the President who takes "decisions on the terms and procedures of decommissioning and deactivation of strategic offensive arms, provided for in the START II Treaty". In compliance with Article 9 of the bill, exchange of instruments of ratification (i.e. treaty's entry into force) should be done upon completion by the United States of America the procedure of ratification of the START II Treaty, including protocol relating to it and the ABM agreements of September 26, 1997, signed in New York. This means that before that the treaty will not become effective. The bill on ratification leaves unsolved the problem of financing the implementation of START II. It's doubtful that Russia will be able to provide financial means for the fulfillment of the treaty. In this connection, it was suggested that the bill include the following article: "The Russian Federation shall follow the commitments under the START II Treaty, depending on Russian financial capabilities. Partial fulfillment of the obligations, provided for in the START II Treaty, which is caused by the lack of such financial means, given that it has objective character and is determined by a general state of Russian economy and the amount of foreign assistance, shall not be regarded by the United States as a violation of the START II provisions on the part of the Russian Federation." This proposal wasn't taken into account by the authors of the bill. The principal conclusion we can draw after analyzing the bill is that its main objective is to throw the ball into the US court. During elaboration of the document, attention was focused on drawing a bill which could be passed by the State Duma and would, at the same time, be accepted by the United States. The bill takes into consideration all the major claims and objections of START II opponents. However, they are stated in a way that will allow for the ratification and implementation of the treaty. At the same time, there are some hurdles - above all, the financial problem of ratification – which, in future, may delay the fulfillment of the treaty.